Liu Bang

Liu Bang (Emperor Gaozu of Han)

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PoliticsMilitaryBefore ChristChina at the end of the 3rd century BC, marked by the collapse of the short-lived Qin empire and the civil wars that led to a lasting unification under the Han.

Liu Bang, of peasant origin, led the revolt against the Qin dynasty and then triumphed over Xiang Yu during the Chu–Han Contention. In 202 BC he founded the Han dynasty, one of the longest-lasting in Chinese history, and reigned under the name Gaozu.

Frequently asked questions

Liu Bang, known by his temple name Gaozu, was the founder of the Han dynasty in 202 BC, one of the longest and most influential dynasties in China. The key thing to remember is that he was the first Chinese emperor of peasant origin, which makes his rise exceptional. He unified the country after the collapse of the Qin and established a lasting political system. His name is even the source of the ethnonym of the Han, the majority group in China.

Key Facts

  • Born around 256 BC in the region of Pei, of modest peasant origin
  • Takes part in the uprising against the Qin dynasty from 209 BC
  • Receives the title of King of Han in 206 BC after the fall of the Qin
  • Defeats his rival Xiang Yu at the Battle of Gaixia in 202 BC
  • Founds the Han dynasty in 202 BC and reigns as Emperor Gaozu until his death in 195 BC

Works & Achievements

Founding of the Han dynasty (202 BC)

Establishment of one of China's longest-lasting dynasties (more than four centuries), which gave its name to China's majority ethnic group (the Han).

Victory in the Chu–Han War (206–202 BC)

Triumph over Xiang Yu at the end of a long civil war, lastingly reunifying the empire after the collapse of the Qin.

The “Three Articles of Law” (yue fa san zhang) (206 BC)

A radical simplification of the draconian Qin penal code down to three articles, a gesture that won over the population and founded his reputation for clemency.

Mixed political system (junguo) (202 BC)

A combination of commanderies administered by the state and kingdoms entrusted to close allies, a fragile balance between Qin centralization and ancient feudalism.

Establishing the capital at Chang'an (around 200 BC)

The choice of a strategic capital in the Guanzhong plain, which shaped Han power for centuries.

Heqin policy with the Xiongnu (around 198 BC)

After the military failure at Baideng, the establishment of a diplomacy of marriage alliances and gifts to pacify the northern frontier.

Easing of taxes and corvée labor (after 202 BC)

A reduction of the tax burden and the demobilization of soldier-farmers, fostering economic reconstruction after decades of war.

Anecdotes

Before becoming emperor, Liu Bang was a humble local official tasked with escorting prisoners to Mount Li. Along the way, several of them escaped. Realizing he would be sentenced to death for this failure, he freed all the others and took to the wilderness himself with a handful of men: this was the beginning of his career as a rebel.

According to the legend recorded by the historian Sima Qian, Liu Bang is said to have one day cut in two a gigantic white serpent that blocked the road. An old woman then appeared, weeping, claiming that the serpent was the son of the White Emperor, slain by the son of the Red Emperor — an omen foretelling his imperial destiny.

Liu Bang had little fondness for Confucian scholars and, it is said, once urinated in the cap of one of them to humiliate them. Yet once he became emperor, he eventually came to recognize the usefulness of rites and learned advisers, declaring that one could conquer an empire on horseback but not govern it on horseback.

At a famous banquet, the “Banquet at Hong Gate,” his rival Xiang Yu had the opportunity to have him assassinated. Liu Bang owed his survival solely to cunning and slipped away discreetly on the pretext of going to the latrines, thus escaping an almost certain death.

Born of the peasantry, Liu Bang was the first Chinese emperor of common origin. Once on the throne, he invited his aging father to a banquet and asked him, not without mischief, which of his sons had ultimately been the most successful — he who had once been judged less deserving than his hardworking brothers.

Primary Sources

Sima Qian, Shiji (Records of the Grand Historian), "Basic Annals of Gaozu" (c. 100 BC)
"Emperor Gaozu was a native of the village of Feng, in the district of Pei. His family name was Liu. (...) As a man, he had a prominent nose and the forehead of a dragon."
Sima Qian, Shiji, "Basic Annals of Gaozu" (remarks on governance) (c. 100 BC)
"You conquered the empire on horseback, but can you govern it on horseback?" — a rebuke attributed to the advisor Lu Jia, cited to justify relying on scholars.
Ban Gu, Hanshu (Book of Han), "Annals of Gaozu" (1st century AD)
The Hanshu takes up and expands the account of the founding of the Han dynasty, portraying Liu Bang as a magnanimous ruler skilled at winning talented men to his side.

Key Places

Pei (Fengyi, present-day Jiangsu)

Liu Bang's native town, where he served as a minor official before raising the banner of revolt. His nickname “Duke of Pei” comes from this place.

Xianyang

Capital of the Qin dynasty, near present-day Xi'an. Liu Bang was the first to enter it in 206 BC, sealing the fall of the Qin.

Hanzhong

A mountainous region granted to Liu Bang as the Kingdom of Han by Xiang Yu. It gave the dynasty its name and served as the base for his reconquest.

Gaixia

Site of the decisive battle of 202 BC where Xiang Yu was encircled and defeated, paving the way for the founding of the Han.

Chang'an

Capital established by Gaozu near present-day Xi'an, which became one of the largest cities in the ancient world under the Han.

Baideng (mountain near Pingcheng)

The place where Gaozu was besieged by Xiongnu cavalry in 200 BC, narrowly escaping capture. The episode led to the policy of marriage alliance (heqin).

See also